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Did you know?
America's Main Street investors overwhelmingly trust their brokers, but nearly 4 in 5 say they'd have ‘no’ or ‘hardly any’ trust in a third-party to store and safeguard their personal and financial information.


As COVID-19 Amplifies Cyberthreat, SEC Must Halt Collection of Retail Investor Data
ASA sends letter to House Financial Services Committee ahead of cyber hearing.
Jun 16, 20202 min read


An Open Letter To Advisors From the Chairman of the ASA
Every financial advisor in the country needs to be aware of a serious client privacy issue developing with the SEC.
Jun 11, 20203 min read


Lawsuit Filed Against SEC to Protect American Investor Privacy
ASA launches MyDataMyVote.com, a nationwide grassroots movement mobilizing all Americans to help stop the collection of retail investor data
May 18, 20203 min read


ASA Statement on 10th Anniversary of the Flash Crash
America’s retail investors did not cause the flash crash, but 10 years later they have become a scapegoat for the SEC to justify the CAT
May 6, 20202 min read


As Cyber Threats Rise, SEC Should Halt Collection of Retail Investor Data
New report identifies increase in financially motivated cybercrime & growth of nation-state adversaries
Mar 6, 20202 min read


Chinese Military Indicted in Equifax Breach Shows SEC Must Act to Protect Investors
There is no compelling government reason for the SEC CAT database to expose American investors to identity theft
Feb 10, 20202 min read


ASA Calls on FSOC to Protect the Personal Data of Every American Investor
The selection of AWS as cloud service provider for the CAT is extremely concerning given AWS’ role in the recent data breach at Capital One
Nov 7, 20193 min read


Congress Must Hold SEC Accountable to Prevent Identity Theft
The NSA was hacked by the Chinese cyber army, so the idea that American investors should trust the SEC to protect PII is absurd.
Oct 22, 20192 min read


Op-Ed: The National Security Risk No One Is Talking About
The government’s responsibility to protect us from external threats is as important today as it’s ever been.
Jul 3, 20192 min read


ASA Calls on SEC Commissioners to Protect Americans From Identity Theft
The SEC can get the CAT up and running and better protect investors without sacrificing the identity and data privacy of the American people
May 17, 20192 min read


Senator Kennedy Stands Up to Protect Americans From Identity Theft
Senator Kennedy is a true champion for Main Street and we look forward to working with him to further protect American investors.
May 9, 20192 min read


ASA Applauds Congressional Action to Protect Main Street Investors From Identity Theft
America’s Main Street investors overwhelmingly oppose sending their personal information to a new government database ripe for identity...
Apr 23, 20192 min read


Congress Must Stop the Collection of Retail Investor Data
We will not support the CAT if it will collect and store the PII of millions of America’s retail investors, creating a target-rich...
Mar 15, 20191 min read


SEC Can Protect Investors Without Collecting Personally Identifiable Information
We stand with the overwhelming majority of retail investors who do not want to send their PII to the CAT and we look forward to working...
Feb 25, 20192 min read

ASA + MORNING CONSULT POLL
An overwhelming majority of Americans oppose sending their personal information to CAT, because trust is important.
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